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Socially Responsible Investing Portfolio Review Request

First Name:
Last Name:
E-mail Address:
Phone:

1. Please check all of the following issues that you would like to consider in selecting investments for your portfolio:
Level and type of corporate giving
Compensation of top corporate officers and directors
Diversity of Board members, corporate officers, corporate diversity policies and results, reporting on related legal issues
Employee benefits and retirement plans, labor relations, employee involvement, workforce reduction history
Environment - does the company provide products and services that benefit or harm the environment; pollution prevention and recycling programs and policies and results; energy efficiency programs and policies and results; regulatory issues; emissions record; any other environmental issues.
Overseas operations - type and location of overseas operations; policies, procedures, and track record; any other related legal issues or controversies
Product quality, research and development/innovation, social benefits of the company's product or service, product safety issues, marketing practice issues, any related legal issues
Other - please describe:
 
2. From the list above, please indicate your top three areas of interest:
 
 
 
 
3. Please check any of the following that you prefer NOT to invest in:
Alcohol - companies is involved in selling alcoholic products
Animal testing - companies that test products on animals
Gambling - companies involved in gambling businesses
Firearms - companies engaged in the production or sale of small arms ammunition or firearms
Military Weapons - Companies that derive more than 2% of revenues or earn $50 million or more from the sale of military weapons or weapons systems; or of weapons systems components
Nuclear Power - companies with an ownership interest in nuclear power plants or operating such plants; companies involved in the construction and design of nuclear power plants, fuel, andkey parts
Tobacco - companies involved with the manufacture and sale of tobacco products
 
4. What is your primary investment goal?
 
 
5. When will you need these funds?
 
 
6. Typically, to achieve higher investment returns, you must also take on more risk. How much fluctuation are you willing to accept in your portfolio to achieve your desired investment returns?
 
Choose one:Five-Year Average ReturnWorst One-Year Return
6%-3%
8%-5%
11%-8%
14%-15%
17%-23%
 
7. What is your reaction when you invest in the stock market?
I have never invested in stocks or stock mutual funds.
Nervous; I usually panic when the market drops.
Uncomfortable; I sometimes overreact to market swings.
Patient; because I am more focused on long term results I try not to let short term market fluctuations affect me, and if they do I will discuss it with my financial advisor.
I am unaffected by short-term market movement.
 
8. What do you think is a reasonable long-term rate of return for your account/portfolio over your investing time frame?
 

Complimentary Portfolio Review

The Millstone Evans Group offers expertise, information, and guidance on investment portfolios and will incorporate your socially responsible investing (SRI) criteria into your portfolio analysis. A no-obligation review starts with an assessment of your asset allocation strategy to make sure it is in line with your long term goals and objectives. The second step is to determine whether your investments are in line with your SRI criteria. We will then provide an in-depth financial analysis of your current investment portfolio including individual stocks, bonds and mutual fund holdings as well as CD and money market accounts.

After receiving this brief survey will you will be contacted to set up an appointment with Sacha Millstone. She will need to talk with you a bit more in depth to pin point your specific financial goals, your income and liquidity needs, tax issues, risk tolerance, and so forth. She will need a copy of your most recent account statements in order to perform the analysis and provide you with the overview. She will also want to discuss your SRI criteria with you in more detail.

The Millstone Evans Group

Sacha.Millstone@RaymondJames.com

Greg.Evans@RaymondJames.com

800-201-4554 | 303-402-6907

 
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Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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