We are an innovative firm committed to high standards of ethical conduct and personalized service.
Our reputation is built on knowledge, care and integrity.
Our goal is to develop the very best problem-solving, wealth-creating team possible by working closely with our clients, their families and other professionals.
Our business is based on a set of core beliefs and principles:
- Putting our client's interests first is imperative
- Planning is the key to financial success
- Successful long-term investment requires a disciplined approach with focus on risk management and diversification
Our Clients and Our Approach
As a fee-based* firm, we provide comprehensive financial planning and investment management services to high net worth individuals-those with $250,000 or more in assets to invest.
We begin by creating a comprehensive picture of each client's circumstances, needs and objectives. As our next step, we meet with the client to discuss possible approaches and investment strategies. Once an agreement is reached and a strategy is in place, we implement the financial plan. We then schedule regular meetings to monitor the client's progress, note any changes in their circumstances, modify their action plan, and keep them on track as they continue their wealth-building journey.
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* In a fee-based account clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part II as well as the client agreement.