Investor Access

If you would like to schedule a meeting, either click contact us or call our office at 781-235-1460 .  Please note that there is no charge for  your initial consultation. 


To help our first meeting move as efficiently as possible, please bring the following:

1.  Copies of your most recent brokerage and/or 401(k) statements

2.  Completed Confidential Data Organizer/Questionnaire (PDF here)

3.  Copy of all insurance policies including: Life Insurance, Long Term Care Insurance, Disability Insurance, and Liability Insurance.

4.  Copy of most recent tax returns

5.  Copies of Estate Planning documents (wills, trusts, etc.)

6.  Copy of company benefit statement

7.  Copy of stock option grant schedule and restricted stock grants

8.  Copy of Buy-Sell agreement

9.  Copy of Social Security benefits statement

10.  Completed Budget Worksheet (PDF Here)

The purpose of this initial consultation is to determine if there is a mutual fit.  You need to make sure that the services I provide fit your objectives, and I need to make sure these same services will benefit you.  Not every person is a great fit, as I cannot be all things to everyone.

I strive to have a manageable number of clients to whom I can provide amazing service.  An ideal client for my practice is someone who is willing to be coachable, courteous and friendly, and whose situation I can address through my expertise and investment tools.  I look forward to meeting with you and I appreciate the opportunity to help you reach your financial goals. 

Map and Directions

Edward J. Moffitt CERTIFIED FINANCIAL PLANNER™ Vice President, Investments Contact Us