Southwestern Investment Services, IncAn Independent Firm
 
 

About Us

Financial Advisor Image
Nick Thomas
Financial Advisor
Investment Management Consultant
Direct: 214-387-4500

Through Raymond James Financial Services, Nick Thomas provides Investment and Financial Planning. His goal is to provide sound, conservative, confidential, and comprehensive investment advice to his clients in areas such as effectively and efficiently saving for retirement, utilize tax reduction strategies, and preserving and passing on their wealth.

One important aspect of our firm is that we are an INDEPENDENT Firm. By being completely independent, our only allegiance is to our clients. We have no proprietary mutual funds or products, so we are able to focus on what is best for each individual client. Through Raymond James we have access to thousands of Mutual Funds, Stocks, Bonds, Certificates of Deposits, Money Market Accounts, Section 529 College Savings Plans, fifty Private Money Management Firms, and thousands of quality Insurance Products on the market.

Nick Thomas is originally from St. Louis, MO. He is a graduate from Columbia College with a Bachelor of Business Administration with a specialization in Finance. Nick is happily married to his High School sweetheart Erica and they have two beautiful children Emily & Will.  Nick’s Father, Roger Thomas, is a retired General Partner of a nationwide financial services firm.  His conservative investment focus was quoted in several of Dr. Thomas J. Stanley’s book’s including Dr. Stanley’s The Millionaire Next Door.  Nick enjoys spending time with his family, boating, camping and studying history.

Nick has received his, Series 7, Series 63, Series 66, Life, Health, and Annuity Insurance License. Nick has earned the title: Investment Management Consultant through Raymond James Financial Services. Nick's focus is helping his clients build and preserve wealth through Comprehensive Financial Planning with a specialty in professional money management, tax reduction strategies, and exceptional client service.

Financial Advisor Image
Vitaliy Tsymbalyuk
Director Of Client Operations
Financial Associate
Direct: 214-387-4500

Since 2009, Vitaliy has contributed to the growth of Southwestern Investment Group through exceptional management of client services and processes.  Vitaliy is responsible for coordinating client operations and services.  He has a passion for financial investment services and is currently working to become a Financial Advisor at Southwestern Investment Group.

Vitaliy originally immigrated from Ukraine to the United States in 1993 with his family. His family’s determination and work ethic reflects on his desire to achieve the American Dream.  He is a graduate from the University of North Texas and is a proud American.  In his spare time, Vitaliy enjoys spending time with his family, college football, and staying current with the political front.

 

About Raymond James

In 1962, Bob James set out to build a different kind of financial services firm – one that put people, planning and principles first. And now, more than 50 years later, Bob's different kind of firm is one of the leading independent financial services companies in the United States.

Raymond James has grown to become a well-respected, widely recognized multinational firm with distinct business units that serve a variety of clients, from individuals and small business owners to municipalities and major corporations.

A bright start to 2013

Raymond James began 2013 with an important achievement – in January, the company reported its 100th consecutive quarter of profitability.1 Hear what Tom James, our executive chairman, had to say about this accomplishment.

By the numbers*

  • Over 6,200 financial advisors
  • More than 2.5 million client accounts
  • Over 2,500 locations throughout the United States, Canada and overseas
  • Approximately $447 billion in total client assets

It’s been our privilege for more than 50 years to support the goals of our clients and to give back to the communities in which we live and work – and we look forward to continuing to do so for many, many years to come. To take a “scroll” down memory lane, explore our history at RAYMONDJAMES.COM.

*As of 1/23/2014

1 Past performance is not indicative of future results.

Southwestern Investment Services, Inc
2601 Network Blvd
Suite 101
FriscoTX 75034
Phone: 214-387-4500
Fax: 214-387-4505
Direct: 214-387-4500
Contact Us

Securities are offered through
RAYMOND JAMES
FINANCIAL SERVICES, INC. 
Member FINRA / SIPC

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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