Investor Access

 

 

 

If you would like to schedule a meeting, either call our office at 203-255-4347 or click contact us.  *Please note that there may be a fair and appropriate fee charged for your initial consultation. 


To help our first meeting move as efficiently as possible, please bring the following:

1.  Copies of your most recent brokerage and/or 401(k) statements

2.  Confidential Data Organizer – IPS – Questionnaire (PDF here)

3.  Copy of last two year's tax returns

4.  Copy of all personal insurance policies including: Life, Long Term Care and Disability Insurance

5.  Copies of Estate Planning documents (wills, trusts, etc.)

6.  Copy of Social Security benefits statement

7.  Completed Consolidated Statement of Financial Condition Worksheet (PDF here)

8.  *(Business Owners) Copy of Buy-Sell agreement

 

The purpose of this initial consultation is to determine if there is a mutual fit.  You need to make sure that the services I provide fit your objectives, and I need to make sure these same services will benefit you.  Not every person is a great fit, as I cannot be all things to everyone.

I strive to have a manageable number of clients to whom I can provide amazing service.  An ideal client for my practice is someone who is willing to be coachable, courteous and friendly, and whose situation I can address through my expertise and investment tools.  I look forward to meeting with you and I appreciate the opportunity to help you reach your financial goals. 

Map and Directions

 

 

 

Richard A. Rizzardi, Sr. Financial Planner Registered Investment Advisor Agent Contact Us