Investor Access

 

 

As a Certified Financial Planner Roy Sparkman leads the team through our mission statement.
 
MISSION STATEMENT

Our primary objective is to assist nearly retired and retired investors create cash flow and growth from their customised portfolio. We also help affluent investors reach their long term goals, hopes and dreams while striving to adjust to there individual fears and risk tolerances.

CORE VALUES

• Interest of clients first.
• Honesty with clients.
• Quality service for clients.
• Open communication with clients.
• Thoughtful planning of clients needs, hopes and dreams.

We believe that an essential requisite for attaining your financial goals is the establishment of a long-term partnership with a financial advisor that you can trust. We apply systems designed to minimize the effects of taxation and inflation, these systems apply to a financial strategy for retirement, designing an estate plan around your needs, or designing and implementing a diversified investment portfolio. We strive to help you reach you long term lifestyle goals through financial planning and investment, strengthening your portfolios through income generation and/or capital appreciation.

A CUSTOM APPROACH

Our approach in helping affluent investors is based on a highly disciplined process that examines your financial goals, risk tolerance, time horizon, diversification and other critical aspects of your financial life. This ongoing process allows us to tailor a flexible plan that is designed to meet and anticipate your changing needs.

The Advisory Process

Understand: The first step in the Advisory Process is understanding you, developing a deeper relationship to help meet your needs in a comprehensive manner.
Design: The second step is designing a solution to help meet your needs and attain your goals using dynamic tools, resources, and marketing material.
Implement: The third step is implementing the well thought-out action plan with coordination to help you in achieving your goals.
Manage: Significant changes in your life may mean circling back and refining or even redesigning your plan. The Advisory Process must be dynamic, adapting to shifts in market conditions, and changes in overall objectives, therefore the Manage step is and ongoing and open-ended process.


See the Financial Resources Page for a variety of financial calculators.

QUESTIONNAIRE

Please click on this Beginning Questionnaire. If you are unable to take the time to fill in all of your investments just send us a copy of all statements that aren't held here and we will enter them. Also, if you are unable to enter the insuarance information simply send us a copy or the original policy and we will copy it and send the original back.

Roy Sparkman CERTIFIED FINANCIAL PLANNER™ First Vice President, Investments Contact Us