You can expect two things from Raymond James you won’t find at any other firm – the freedom to create a unique brand for your practice and the team to help you build it. Raymond James Marketing is your in-house marketing, advertising and public relations agency. Our creative professionals are highly skilled at meeting the nuanced needs of financial advisors. Click here to see how we can help you build your brand.
Whether you want advertising, public relations, strategy or analysis, Raymond James Marketing will work closely with you to develop materials that fit your style, reflect your standards and connect with your target audience.
Industry experience. Agency results.
Your in-house, full-service marketing agency is waiting at
RAYMONDJAMESMARKETING.COM.
It takes more than a gatekeeper to truly protect you and your business – it takes a partner. That’s why our Compliance team aims to work with you to define what you can do, instead of simply telling you what you can’t. They work to ensure that all applicable FINRA, SEC, state regulations, and internal policies are followed to the letter, but also to ensure that your business is given every opportunity to succeed.
In addition to conducting on-site audits of offices, monitoring trading activities, assisting with customer complaints, and reviewing marketing materials, Compliance works to keep you educated and informed. At all of our regional and national conferences, you’ll have the opportunity to attend Compliance-approved continuing education courses that meet FINRA’s “Firm Element” requirement. And you’ll never miss out on the latest regulatory news and updates on firm procedures thanks to the Compliance team’s bimonthly newsletter and pertinent memos.
Raymond James can help you grow your practice by giving you the resources you need to recruit experienced, high-caliber professionals. Whether you’re looking to hire a sales associate, a marketing manager or a licensed financial advisor, our Human Resources team utilizes an exclusive online service to help you target your search effectively and efficiently. And to support independent financial advisors who are managing their own recruiting efforts, we’ve established a partnership with CAREERBUILDER.COM. We can even supply you with professional marketing materials designed to showcase the advantages of joining your office and Raymond James. Plus, we’ll assist with the necessary due diligence involved in screening potential new hires.
Of course, hiring personnel for your office is ultimately your decision. We simply provide the service and support you need to ensure you find just the right professionals to complement your team.
Your clients and your business deserve your full attention, so Raymond James Branch Services is here to offer the support to help you streamline operations, manage administrative issues and keep your focus right where it belongs. This team of licensed home office professionals is your liaison to the home office, dedicated to resolving your issues, answering your questions and supporting your practice – quickly and correctly. They can help increase your practice’s efficiency by responding quickly to general inquiries, taking ownership of problem resolution and providing expedient approval for special account requests. These support professionals can even place trades for you while you’re out of the office. You’ll work more confidently knowing the most precise details are being handled professionally and competently.
