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QualificationsThe Raymond James Independent RIA option is for financial advisors who want full autonomy for their fee-based business – from choosing where assets are custodied and what investments are recommended to running day-to-day operations and maintaining compliance oversight – but also want access to the resources and support of a full-service broker/dealer. To affiliate with Raymond James as an independent RIA, an advisor must be registered or have the ability to become registered with the SEC and should manage at least $30 million in assets. |
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