Forms
"FAX-IT" for fast service! 513-792-8374

• Retirement Freedom Analysis Questionnaire (PDF) Used to start your investment advice relationship with us or to update your financial picture
  

Per new regulation,
you must Login to Investor Access to download the forms below.
Each form link takes you directly to your Investor Access Login.

• ACH Transaction Request – #1426
  Used to have funds credited to or debited from your bank account
• Dividend Reinvest Enrollment Form – #1451
  Used to establish the Raymond James Automatic Dividend Reinvestment Program, offered for a number of stocks
• IRA Beneficiary Designation/Change Form – #1014
  Used to change the primary and/or contingent beneficiary designation on an IRA account (traditional, Roth, SEP/SARSEP or SIMPLE)
• IRA/SEP Distribution Request Form – #1000
  Used to request any type of distribution from an account where Raymond James is acting as custodian
• Rollover Election, Deposit and Certification Form – #1001
  Used when a rollover contribution is made to an RJ&A custodial IRA or an RJ&A prototype defined contribution plan
• Request for Taxpayer Identification Number and Certification – W-9
  Used when a Social Security number needs to be entered or corrected
• Substantially Equal Payment Election and Certification – #1100
  Used to request a “substantially equal payment” distribution and/or initiate a substantially equal payment schedule from a traditional, Roth, SEP, SARSEP or SIMPLE IRA
• Authority to Transfer Funds / Securities – #1047
  Used to perform security or cash movements from one RJ account to another and re-register securities to another party

*This item is in PDF format. The free Adobe Acrobat Reader is needed to view it. If you do not have Adobe Acrobat Reader on your computer, please click here for more information.