About Us
We are located in the Trinity Town Center on the NE corner of Little Road and Trinity Blvd.
Brian is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial services industry since 1992. As a CFP® professional, he considers himself somewhat of a financial teacher - first, taking the time to listen and understand what his clients want to accomplish. Only then does it make sense to present the best solutions and investment alternatives available to them.
In addition to his CFP®certification, Brian also has a Certificate of Specialization in Financial Planning from Nova Southeastern University; a Chartered Financial Consultant™(ChFC®) designation from The American College; a Certified Divorce Financial Analyst™(CDFA™) designation from the Institute for Divorce Financial Analysts™and a Real Estate Divorce Specialist™ designation from the Financial Divorce Association. Brian is currently studying for his CLU® (Chartered Life Underwriter™) designation from The American College.
Brian is an Investment Advisor Representative. He has a Series 7 & 63 license, and is currently working with clients in 26 states. He is also insurance licensed with the state of Florida, amongst others, for long term care (home health care), life insurance, and all types of annuities.
Julie came on board with the formation of the Rockwell Financial Group. She is a fully licensed Financial Advisor and Registered Representative. She brought her insurance license over to us from another major financial firm and along with it, her knowledge of long term care planning and life insurance. Julie also has experience in the banking industry, in various capacities.
Diane has been with Raymond James for over 12 years. She has earned a number of securities industry registrations, including the Series 7, 24, 63 and 55 designations. Her extensive experience with the firm’s compliance department makes her a valuable addition to the Trinity office.
Karen's 24 years of experience and knowledge of the financial industry is evident in her commitment to providing impeccable client support. Karen exceeds the expectations and responsibilities of the business’ daily operations and administration tasks, making her a crucial asset to the firm.
About Raymond James
Raymond James is one of the largest independent financial services firms in the United States. Since its beginning in 1962, it has always been a different kind of company – embracing long-term planning and methodical decision-making while staying uncompromisingly client focused. When other firms were simply buying and selling stocks or mutual funds, Raymond James focused on financial planning to help individuals reach their goals. It was the first firm to pioneer that concept – and today it supports its advisors with access to a full range of comprehensive resources, helping them to do the same.
- More than 5,400 financial advisors
- 2 million client accounts
- 2,400 locations (United States, Canada and abroad)
- $268 billion in client assets
- $35 billion managed by its subsidiary asset managers
Raymond James Financial was recently named the best full-service broker in the 2011 SmartMoney annual broker survey for the third time in four years – ranking above Edward Jones, Wells Fargo, UBS, Merrill Lynch and Morgan Stanley Smith Barney.
For more information, visit raymondjames.com.
SmartMoney does not endorse any product or service of Raymond James. The survey criteria included performance of recommended stocks, customer satisfaction, and user-friendliness of account statements and websites. Past performance may not be indicative of future results. Please note that fees and charges will reduce an investor’s return.
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.
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CFP® | CERTIFIED FINANCIAL PLANNER™ | |
