Menu
Main Image Shadow Effect

Preparing for our first

meeting together

As we anticipate all the ways we can help you move forward in your financial life, we ask that you share the following documents at our initial get-together to give us a solid background and perspective for your current financial situation.

  • Last two years of federal, state and local income tax returns
  • Investment and brokerage statements
  • Stock option statements
  • Education funding statements (Coverdell Education Savings, UGMAs, 529s, trusts, etc.)
  • Retirement plan statements (IRA, 401(k), 403b/TSA or Keogh)
  • Deferred compensation
    • Statements, if applicable
    • Agreement documents
  • Stock option documents
  • Social Security benefit statements, if available
  • Estimate of household expenses
  • Mortgage and/or loan statements
  • Group life and disability summary
  • Retirement benefits summary (401(k), savings plans, pension calculation)
  • Insurance policies (disability, life and long-term care statements and/or policies)
  • Will and trust documents

“If you don’t take care of your financial foundation, you’re more likely to face avoidable challenges down the road.”


Catamount
Financial Advisors