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Duluth Branchof Raymond James
About Us
Previous positions held:
Associate Vice President and Asst Complex Manager, RBC Wealth Management
Financial Associate, Piper Jaffray
Education:
Concordia University St. Paul, BA Organizational Management & Communication
Series 7, 63, 65, 31, 9 & 10
Life/Health Insurance
Previous positions held:
Vice President - Investments, Piper Jaffray
Investment Executive, RBC Dain Rauscher
Account Officer, US Bank
Education:
University of Minnesota, BA Computer Science
Series 7,63,65,31
Wealth Management Specialist
Previous positions held:
Vice President, Investments at UBS 1994-2009
Executive Vice President and CEO of Associated Bank in Hurley, WI 1971-1994
Education:
Attended UWS Eau Claire in 1970 and majored in Accounting
Attended UWS Stevens Point in 1969
Graduated from J.G. Murphy High School in 1968
Previous positions held:
Vice President, Investments - UBS
Vice President, Investments - Paine Webber
Education:
University of Minnesota
Series 7, 63, 65
Life / Health Insurance
Previous positions held:
UBS Financial Services, 1998 - 2010
Public Accountant, 1973 - 1998
Education:
Minnesota School of Business, Business Administration & Accounting
United States Air Force
Series 7, 66 & Life/Health Insurance
Previous positions held:
Financial Advisor, Wells Fargo
Investment Executive, RBC Dain Rauscher
Investment Executive, Piper Joffray
Education:
Attended University of MN Duluth
Series 7,63
Life/Health Insurance
Previous positions held:
Investment Associate, UBS Financial Services
Education:
Attended University of Minnesota Duluth
Series 7,9,10, 63, 66
Previous positions held:
UBS Financial Services, 2005 - 2010
Education:
College of St. Scholastica, Bachelor of Arts, Accounting
Series 7, 66
Previous positions held:
Investment Associate, Wells Fargo
Education:
University of Minnesota, Duluth
BBA Finance
Education:
College of St. Scholastica
Raymond James is one of the largest independent financial services firms in the United States. Since its beginning in 1962, it has always been a different kind of company – embracing long-term planning and methodical decision-making while staying uncompromisingly client focused. When other firms were simply buying and selling stocks or mutual funds, Raymond James focused on financial planning to help individuals reach their goals. It was the first firm to pioneer that concept – and today it supports its advisors with access to a full range of comprehensive resources, helping them to do the same.
- More than 5,400 financial advisors
- 2 million client accounts
- 2,400 locations (United States, Canada and abroad)
- $268 billion in client assets
- $35 billion managed by its subsidiary asset managers
Raymond James Financial was recently named the best full-service broker in the 2011 SmartMoney annual broker survey for the third time in four years – ranking above Edward Jones, Wells Fargo, UBS, Merrill Lynch and Morgan Stanley Smith Barney.
For more information, visit raymondjames.com.
SmartMoney does not endorse any product or service of Raymond James. The survey criteria included performance of recommended stocks, customer satisfaction, and user-friendliness of account statements and websites. Past performance may not be indicative of future results. Please note that fees and charges will reduce an investor’s return.
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Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.
© 2011 Raymond James & Associates, Inc., member New York Stock Exchange / SIPC Privacy Agreement
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