Handler Investment Consulting Group of Raymond James
Our Firm in the Press

The PLANADVISER Top 100 Advisers

FEATURED IN
Forbes Magazine
Helping Plan Participants Retire With Dignity

— Read the Article —

Top Financial Advisers 2016

Retirement Plan Adviser Large Team of the Year Finalist

We customize our approach for each institution we serve

Our focus on customization stems from our belief and experience that no two institutional clients are exactly alike in their needs, objectives and circumstances. We begin by helping you define the objectives, goals and parameters through the development of an Investment Policy Statement.

This statement is the foundation for how an investment program is expected to operate, providing clear risk and return objectives, performance evaluation standards, and any portfolio constraints that must be considered. We believe proper development and review of the policy are keys to the success of an investment strategy.

Once a plan is established, we employ an extensive monitoring program that scrutinizes investment returns, asset allocation and expenses to help ensure that all aspects of your plan are performing according to design.

Important steps we follow include:

  • We make investment recommendations for the board’s approval.
  • We prepare a watch list of investments for clients to review.
  • We notify vendors of any changes so they can replace or delete investments on their platform, then let participants know when any changes are made.
  • We conduct educational meetings for plan participants and quarterly investment reviews for plan sponsors.
  • Gary Handler acts as a 3(21) fiduciary and in certain relationships, may act as a 3(38) fiduciary.

Contact our Office

9595 Wilshire Blvd. // Suite 300 // Beverly Hills, CA 90212 // T 310.285.4503 // TF 844.234.4015 // F 310.285.4545 // Map and Directions  

The PLANADVISER Top 100 Advisers is an annual listing of the retirement plan advisers and adviser teams that stand out in the industry in terms of a series of quantitative measures such as qualified plan assets under advisement (AUA) as well as the number of plans under advisement. We also call attention to those who have more than 20% of their practice focused on 403(b) plans, 457 plans, defined benefit (DB) plans or nonqualified plans.

Individuals had to have 65 or more plans or at least $500 million in AUA; teams needed to advise at least $1.5 billion in assets or a minimum of 125 plans; and multi-office teams needed to oversee $2.5 billion in plan assets or 200 or more plans.

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability. © Raymond James & Associates, Inc., member New York Stock Exchange / SIPC | Privacy Policy