About Us
Our focus is to help you achieve your financial goals through a sound investment strategy designed to fit your personal and family needs. We believe our experience, expertise and client-focused approach to investing will help you to maximize your financial assets and achieve the personal and family lifestyle to which you aspire.
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Llano Branch |
Austin Branch |
Ken Rostron is an experienced investment professional with more than 20 years in the financial services industry. He is focused on helping his clients achieve their financial goals. This approach requires developing strong relationships so that he may provide sound financial advice based on each individual’s requirements. An equity specialist, Ken takes a top down approach to reviewing the market situation and then identifies the companies that will benefit from the current economic and financial situation.
Ken graduated from the University of Texas in 1982 with a major in finance and a minor in accounting. He lives in Llano, Texas with his wife, Jean, and their two daughters.
JOHN OBERWORTMANN
Financial Advisor
john.oberwortmann@raymondjames.com
John Oberwortmann has a broad business background, working for public utilities in central Texas and a business software company. John has over 10 years of personal investment experience, starting as a client of Ken’s.
John graduated from the University of Texas in 1982 and received his MBA from Texas State University in 1992. John is also a CPA. John lives in Round Rock, Texas with his wife, Karen, and two sons.
REGINA RAMIREZ
Registered Service Associate
regina.ramirez@raymondjames.com
Regina Ramirez has been in the investment industry since 1984 and has been working with Ken at Raymond James as a licensed associate since June 1997. She is responsible for the administrative aspect of Ken’s business and utilizes a proactive model to assist his clients.
Regina graduated from the University of New York at Albany in 1981 and received her master’s from Southern Methodist University in December 1992. She served in the U.S. Navy from 1976 to 1980. Regina is a native Texan and currently resides in Austin, Texas
About Raymond James
Raymond James is one of the largest independent financial services firms in the United States. Since its beginning in 1962, it has always been a different kind of company – embracing long-term planning and methodical decision-making while staying uncompromisingly client focused. When other firms were simply buying and selling stocks or mutual funds, Raymond James focused on financial planning to help individuals reach their goals. It was the first firm to pioneer that concept – and today it supports its advisors with access to a full range of comprehensive resources, helping them to do the same.
- More than 5,400 financial advisors
- 2 million client accounts
- 2,400 locations (United States, Canada and abroad)
- $268 billion in client assets
- $35 billion managed by its subsidiary asset managers
Raymond James Financial was recently named the best full-service broker in the 2011 SmartMoney annual broker survey for the third time in four years – ranking above Edward Jones, Wells Fargo, UBS, Merrill Lynch and Morgan Stanley Smith Barney.
For more information, visit raymondjames.com.
SmartMoney does not endorse any product or service of Raymond James. The survey criteria included performance of recommended stocks, customer satisfaction, and user-friendliness of account statements and websites. Past performance may not be indicative of future results. Please note that fees and charges will reduce an investor’s return.
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.
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