Professionally Speaking


 

Investment Philosophy

I believe that every client deserves a personal and comprehensive approach to developing and achieving their financial goals. Therefore, it is imperative that a financial advisor have experience, knowledge and compassion in addressing each client’s needs. Having a complete picture of an individual’s financial situation combined with exceptional knowledge of the financial services industry is how I approach each client’s situation. My goal is to help people develop strategies and implement plans that are comprehensive and personal.

The cornerstone of my success is the combination of education, experience and longevity, along with an innate ability to understand my clients’ desires and goals. These skills allow me to help my clients navigate the financial maze, guiding each individual through the development and implementation of a truly unique financial plan.

My experience in the venture capital and investment arenas combined with my qualifications as a certified public accountant (CPA) and CERTIFIED FINANCIAL PLANNER™ (CFP®) professional, provide me with a unique background that helps me better understand an individual’s overall financial situation. Consequently, the result is a more comprehensive plan that better reflects a client’s overall financial needs. Although I cannot give tax advice, this combined knowledge and experience has proven invaluable in better understanding and evaluating an individual’s overall financial picture.

Choosing a CERTIFIED FINANCIAL PLANNER™ professional  is an important consideration in selecting a financial advisor. This designation is awarded to an elite group of individuals, who have completed extensive coursework and meet critical ethical standards. This is best explained by the Certified Financial Board of Standards, when asked:

 

Raymond James is a company that has earned a great reputation by focusing on the individual investor. The company’s goal is to provide a level of client satisfaction that exceeds its competition and your expectations.

Your Rights as a Client:

  • Courteous service
  • A trustworthy and competent financial advisor
  • Suitable recommendations
  • Timely transactions at the best available prices
  • Full disclosure of costs and risks
  • Clear communications
  • Comprehensive statements and trade confirmations
  • Prompt error and complaint resolution
  • Strict confidentiality

Click here to read the Raymond James Client Bill of Rights
Financial Advisor Image
James W. Appel, CFP® CERTIFIED FINANCIAL PLANNER™ Associate Vice President, Investments
560 Green Bay Rd.
Suite 408
Winnetka, IL 60093
Phone: 312-869-3830
Fax: 847-446-2890
Toll-Free: 800-543-5304
Direct: 312-869-3893
Contact Us

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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