Investor Access
Carole Dalton
Carole Dalton
Registered Service Associate
Direct: 269-337-5520

As a registered assistant, Carole works closely with Ken Lampos and David McCarthy in assisting the needs of their clients. She understands the importance of prompt, courteous service and embodies the "Service 1st" attitude.

Carole has been working in the financial services industry since 1996 beginning with Roney & Co. During her tenure with Roney & Co., she was involved with back office operations as well as assisting the branch manager. While performing her responsibilities, she was twice awarded the Roney & Co. Employee of the Month STAR award. This award was given to employees who provided exemplary customer service. After the merger with Raymond James in 1999, Carole took on the additional responsibility of Branch Technical Liasion, earning her Level 10 certification in 2001.

Carole achieved the Series 7 license in late 2007 and completed her Series 66 license in early 2008. Carole graduated from Kalamazoo Valley Community College with an Administrative Assistant Certificate. She currently lives in Kalamazoo with her two children, Clayton and Ava. To read more, visit Ken's website.