Corporate Executives
We work with corporate executives who desire a conservative approach to portfolio management while utilizing the vast experience of Raymond James’ Corporate Executive Services.
Scenario
This client is a senior executive at a publicly traded company. He is very involved and focused on his business and corporate responsibilities and needs an investment advisory group he can depend on. He feels he is over concentrated in company stock and would like to diversify his holdings while taking a holistic approach to his finances. He needs assistance with several matters including stock option planning, concentrated equity strategies, restricted stock sales and net unrealized appreciation.
Client’s Objectives
- Conservatism is the key component. This person receives substantial income and feels he doesn’t need to risk his assets.
- Take a coordinated approach in addressing his estate planning, tax preparation and insurance needs.
- Utilize solutions to diversify his concentrated equity positions and reduce taxes on corporate holdings.
Possible Solutions
- Create and maintain a portfolio focused on capital preservation and consistent after-tax returns.
- Develop and maintain an open relationship with an estate planning attorney and CPA.*
- Consult with Raymond James’ Corporate Executive Services Department to construct an appropriate action plan.
For more information about the services we provide to our corporate executive clients, please click here.