Gary W. Kleinman, WMS | Senior Vice President, Investments
Gary’s approach is unique in that it is based on building long-term relationships founded on his commitment to service. Since 1982, he has developed a solid reputation as a conservative advisor who truly places his clients’ best interests first. He understands that what they really want from a financial advisor is the confidence of knowing that their questions and concerns will be addressed promptly and resolutely.
A true measure of Gary’s commitment to success is evident in the frequent referrals he receives. “The best endorsement and compliment I can receive is when a client has the confidence to refer me to a friend or colleague,” he says.
Gary is a graduate of the University of Tampa and holds a Bachelor of Science in business. He has also completed a Securities Industry Association advanced course of study at the Wharton School of Business at the University of Pennsylvania, and has earned the wealth management specialist and retirement planning consultant designations.
Originally from New York, Gary is a long-time Tampa resident. He enjoys playing golf and spending time with his wife, Laura, and their two children, Hannah and Cory.
Gary’s Current Registrations/Exams Passed: Series 7, Series 63 and Series 8
Gary’s Active State Registrations are:
| Alabama | Arizona | Arkansas | California |
| Colorado | Connecticut | Delaware | District of Columbia |
| Florida | Georgia | Illinois | Kentucky |
| Maine | Maryland | Massachusetts | Michigan |
| Minnesota | Missouri | New Jersey | New Mexico |
| New York | North Carolina | Ohio | Pennsylvania |
| South Carolina | Virginia | Washington |
Self Regulatory Organizations:
| American Stock Exchange – General Securities Representative
| FINRA – General Securities Representative, General Securities Sales Supervisor, Municipal Securities Representative
| New York Exchange – General Securities Representative
| Chicago Board Options – General Securities Representative, General Securities Sales Supervisor
| Florida – Investment Advisor Representative
| Philadelphia Exchange – General Securities Representative, General Securities Sales Supervisor
| NASDAQ Stock Market – General Securities Representative, General Securities Sales Supervisor
