Biography/Qualifications
Licensed financial advisor since 1985
Focus Services
- Individual Investment Management Strategies
- Personal Financial Planning
- Estate Planning Strategies
- Institutional Accounts including Qualified Plans and Foundations
Areas of Experience
- Professional Money Manager Consulting Services
- Executive Stock Options and Rule 144
- 401(k) Plans and Employee Communications
- Charitable Remainder Trusts*
- Private Equity, Hedge Funds, and other Non-Correlated Assets
- Liability Management- LIBOR and Prime based lending
- Collars and Exchange Funds
*Raymond James & Associates, Inc. does not provide tax or legal advice. Consult your attorney and tax advisors regarding your circumstances. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Biography/Qualifications
- Licensed financial advisor since 1997.
- Joined PaineWebber in 1997 as Financial Advisor, currently Vice President, Investments, Branch Manager at Raymond James & Associates, Inc.
- Branch Manager of UBS Financial Services Rochester, MI branch 2002-2005
- Vice President, Branch Manager at regional firm Anderson & Strudwick 2006
- Certified Investment Management Consultant (CIMC) 2001
- Series 3, 7, 9, 10, 63, 65, SC Life, Health and Disability Qualified
- Bachelor of Arts,
- Master of Business Administration,
- Lives in
Areas of Experience
- Professional Money Manager Consulting Services
- Insurance Products
- Business Strategy and Individual Coaching
- 401(k) Plans and Employee Communications
- Mutual Funds
- Liability Management – LIBOR based lending
*Raymond James & Associates, Inc. does not provide tax or legal advice. You must consult with your attorney and tax advisors regarding your personal circumstances.
- Series 7 Registered Representative
- Client Service Associate at UBS branches in
- Banking Officer at Tidelands Bank in Mount Pleasant 2003 to 2005
- Loan Officer Assistant at BankTrust in
- Loan Processor/Loan Officer Assistant at BankTrust in Florida 2002/2003
- Bachelor of Arts in Business,
- Graduated Summa Cum Laude with a 3.95 GPA
- Lives in Mt. Pleasant, SC
Areas of Experience
- Account Opening procedures for 401k’s, retail accounts, Profit Sharing Plans, 529’s, IRA’s, Trusts, Commodities
- Transfers, Periodic disbursements, Check Requests, IRA Distributions
- All Customer Service Issues
- Monthly and Quarterly Performance Reports
- Stock Option Exercise procedures
- Stock and Bond Quotes and Valuations
About Raymond James
Raymond James is one of the largest independent financial services firms in the United States. Since its beginning in 1962, it has always been a different kind of company – embracing long-term planning and methodical decision-making while staying uncompromisingly client focused. When other firms were simply buying and selling stocks or mutual funds, Raymond James focused on financial planning to help individuals reach their goals. It was the first firm to pioneer that concept – and today it supports its advisors with access to a full range of comprehensive resources, helping them to do the same.
- More than 6,500 financial advisors
- 2.4 million client accounts
- 2,600 locations (United States, Canada and abroad)
- $372 billion in client assets
- $38 billion managed by its subsidiary asset managers
Raymond James Financial was named the best full-service broker in the 2011 SmartMoney annual broker survey for the third time in four years – ranking above Edward Jones, Wells Fargo, UBS, Merrill Lynch and Morgan Stanley Smith Barney.
For more information, visit raymondjames.com.
SmartMoney does not endorse any product or service of Raymond James. The survey criteria included performance of recommended stocks, customer satisfaction, and user-friendliness of account statements and websites. Past performance may not be indicative of future results.
