Account Protection

As our advisors work with you to develop a plan designed to intelligently and responsibly manage your wealth into the future, we are equally committed to helping ensure your assets are protected and your accounts.

Raymond James & Associates is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at sipc.org or by calling (202) 371-8300.

Raymond James has purchased excess SIPC coverage through various syndicates of Lloyd’s, a London-based firm. Excess SIPC is fully protected by the Lloyd’s trust funds and Lloyd’s Central Fund. The additional protection currently provided has an aggregate firm limit of $750 million, including a sub-limit of $1.9 million per customer for cash above basic SIPC for the wrongful abstraction of customer funds.

Account protection applies when an SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.

Raymond James & Associates, Inc., member New York Stock Exchange/SIPC, is an affiliate of Raymond James Financial Services, Inc., member FINRA/SIPC. Both are wholly owned subsidiaries of Raymond James Financial, Inc. (NYSE-RJF), a financial services holding company.