Financial Advisor Services
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Scott B. Swanson CFP® Vice President, Financial Planner
9 Greenway Plaza
Suite 3112
HoustonTX 77046
Phone: 713-787-2160
Fax: 713-960-0050
Toll-Free: 866-443-9178
Direct: 713-787-2122
Contact Us

Philosophy

Scott believes financial planning should be the basis for all financial decisions. Each stage of life typically brings about change, from the birth of a child to funding a college education, from the formation of a new business to the rewards of retirement and the transfer of wealth to a family. Life is full of changes which require the need to plan ahead. Financial planning helps people prudently plan ahead by taking into consideration the impact of taxation, market risk and natural risks on their efforts to fund their long term financial goals. Scott is driven by the philosophy of helping people improve their quality of life through prudent financial planning.

Your Rights as a Client:

  • Courteous service
  • A trustworthy and competent financial advisor
  • Suitable recommendations
  • Timely transactions at the best available prices
  • Full disclosure of costs and risks
  • Clear communications
  • Comprehensive statements and trade confirmations
  • Prompt error and complaint resolution
  • Strict confidentiality

Click here to read the Raymond James Client Bill of Rights

 

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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