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Scott B. Swanson CFP® Vice President, Financial Planner
9 Greenway Plaza
Suite 3112
HoustonTX 77046
Phone: 713-787-2160
Fax: 713-960-0050
Toll-Free: 866-443-9178
Direct: 713-787-2122
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What is the CFP Mark

What are the CFP® marks?

The CFP® marks are awarded to individuals who have successfully completed the certification requirements of the Certified Financial Planner Board of Standards, Inc. To obtain the CFP® certificate, the following qualifications must be met:

Examination. An individual must successfully complete the CFP Board’s Comprehensive Certification Examination, which tests the individual’s knowledge on a multitude of key financial planning topics.

Experience. An individual must acquire three to five years of financial planning-related experience prior to receiving the right to use the CFP® marks.

Ethics. An individual must voluntarily ascribe to the CFP Board’s Code of Ethics and Professional Responsibility. This voluntary decision empowers the CFP Board to take action if a CFP® professional should violate the code of ethics. Such violations could lead to disciplinary action, including the permanent revocation of the right to use the CFP® marks.

Education. A CFP professional must obtain 30 hours of continuing education every two years in the body of knowledge pertaining to financial planning areas such as estate planning, retirement planning, investment management, tax planning, employee benefits, and insurance.

 

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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