Sanjiv Shukla

Assistant Regional Director
Sanjiv serves West region branch managers, financial advisors, and their teams from the RJFS regional office located in Scottsdale, Arizona. Sanjiv joined RJFS in October 2006, working at the home office in St. Petersburg, Florida in what is now the Dispute Resolution & Regulatory Affairs unit of RJFS Compliance. In December 2010, Sanjiv became Compliance Supervisor for RJFSA, RJFS’s registered investment advisor. Sanjiv assumed his current role in June 2015, and relocated to his hometown of Phoenix, Arizona shortly thereafter. 

Prior to joining Raymond James, Sanjiv sold and serviced fixed and variable annuities, life insurance policies, and other financial services for New England Financial, an affiliate of Metropolitan Life. Sanjiv leverages his experience as a financial representative to understand the needs of the financial advisors he serves, and his experience both in the field and behind the scenes in compliance help him to build and maintain relationships with these advisors. 

Sanjiv graduated from Arizona State University with a bachelor’s degree in Microbiology. Sanjiv also has a MBA from the full time program at Michigan State University. An avid sports fan, Sanjiv is a proud supporter of his hometown Arizona teams. Sanjiv also serves on the board of directors for a Phoenix-area charter school. Sanjiv is married and has two children.