Customizing a financial plan
specifically for you
OUR PROCESS

We devote a good amount of time getting to know you not only as an investor, but as a person. It helps us develop a clear vision of your goals and the future you envision. We then work closely with you to create and implement a financial plan designed to pursue your goals and bring them to fruition.

First, we’ll build an understanding of your personal goals, current financial situation, investment experience and risk tolerance. We’ll also make you aware of our capabilities and explain the services we offer that can help you meet your objectives.

Next, we will analyze what you’ve shared with us in order to design your plan. We will work closely with your accountant and attorney to orchestrate your plan as efficiently as possible. We will present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.

With your approval, we will execute your customized strategy using the extensive research and resources available to us through Raymond James. This involves the selection of specific account types, investment products and optional services, and the handling of all necessary paperwork.

Once your plan is implemented, we will continually monitor the progress of your plan relative to your defined objectives and suggest any changes where needed. We accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews. A key to this step is your involvement and communication of any significant changes in your life.