Specialized expertise. Impactful advice.

Public company executives are not like other clients; and Executive Consulting of Raymond James is not like other advisory partners. Focusing on the corporate executive arena allows founding partners Sam Aspinwall and Omar De La Rosa to serve as subject matter experts in the topics that matter most, including equity compensation, employer stock concentrations, insider trading regulations and developing a plan to replace compensation with investment income in retirement. Their unmatched experience in these topics positions them as the preeminent wealth advisory practice for public company executives.

Working with corporate executives across the country, Executive Consulting of Raymond James combines proprietary tools for analyzing equity compensation and employer stock concentrations with cash-flow-based planning techniques and a discretionary investment management model built to target replacing income in retirement. The team's dedicated focus to serving public companies and their executives has led to our team working closely with the firm’s Global Equities & Investment Banking division on a variety of topics, including serving as the exclusive partner for executing Directed Share Programs; offering unique solutions to Up-C structured companies and their unitholders; and providing support for Rule 10b5-1 plans.