Theresa has more than twenty year’s securities industry experience. She has been with Raymond James & Associates since 2006. Prior to joining Raymond James & Associates Theresa worked for Kidder Peabody, Paine Webber and Shearson Lehman Brothers. Theresa’s experience includes positions as an Institutional Trader, Senior Investment Management Specialist and Operations Manager.
Education
- Theresa earned her Financial Planning Certificate from Kaplan University
- Theresa received her Retirement Income Certified Professional, RICP, certification through the American College of Financial Services
- Theresa earned her Certificate of Wealth Management Specialist designation
- Industry Exams Passed - Series 7, 63 and 65
- Insurance license - life, health and long term care
Theresa is dedicated to helping her clients achieve their financial goals. She applies an educated and disciplined approach to investing while working to understand the person behind the numbers. Theresa holds the belief that successful investing requires patience and discipline. With each client, she utilizes the Raymond James Goal Planning & Monitoring process through which she actively gathers information and helps her clients quantify their personal needs, wants and wishes. As circumstances change, Theresa applies her experience to help ensure each client’s financial plan remains on track through their life time.
Theresa’s passion is connecting with people and building long lasting relationships. The work that she does goes well beyond the financial plan to help clients connect to resources which can help them improve their lives.
Theresa’s practice includes assisting women who find themselves placed in the role of managing their family finances, whether clients are suddenly placed in that role through family circumstances or widowed or divorced. Theresa helps them to understand investments and assists them in making financial decisions that help guide their financial success.