Corporate & shareholder information

Number of shareholders

At November 9, 2016, there were 358 holders of record of our common stock. A substantially greater number of shares of our common stock is held by beneficial owners, whose shares are held of record by banks, brokers, and other financial institutions.

10-K; Certifications

A copy of the annual report to the Securities and Exchange Commission on Form 10-K is available, without charge, at, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing

Raymond James has included, as exhibits to its 2016 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE corporate listing standards.

Annual Meeting

The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 16, 2017, at 4:30 p.m.

The meeting will be broadcast live via streaming audio on under “Investors – Shareholders’ Meeting.”

Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May, August and November.

Electronic Delivery

If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

Transfer Agent & Registrar

Computershare Inc.
P.O. Box 30170
College Station, TX 77842-3170

Independent Auditors


New York Stock Exchange Symbol


Covering Analysts

Christian Bolu
Credit Suisse

Steven J. Chubak, CFA

Ann Dai, CFA
Keefe, Bruyette and Woods

Conor Fitzgerald
Goldman Sachs & Co.

Christopher Harris
Wells Fargo Securities, LLC

William R. Katz
Citigroup Global Markets, Inc.

Hugh Miller
Macquarie Capital (USA) Inc.

James Mitchell
The Buckingham Research Group

Devin Ryan
JMP Securities

Principal Subsidiaries

Raymond James & Associates, Inc.
Securities broker/dealer
Member New York Stock Exchange
Member Financial Industry Regulatory Authority

Raymond James Financial Services, Inc.
Securities broker/dealer
Member Financial Industry Regulatory Authority

Raymond James Financial Services Advisors, Inc.
Registered Investment Advisor

Raymond James Ltd.
Canadian securities broker/dealer
Member Toronto Stock Exchange

Eagle Asset Management, Inc.
Asset and mutual fund management

Raymond James Bank, N.A.
Member Federal Deposit Insurance Corporation