At our first meeting, we’ll spend time learning about you, including your financial situation, your goals and your needs. We will also tell you about us, our experience and capabilities. Our goal for this meeting is to provide an opportunity for open, candid discussion. Through a personalized questionnaire, we’ll get to know your thoughts on money, risk and investing.

You’ll also need to bring any documents that may help us understand your overall financial picture. This will help us in developing your financial plan. A few items you’ll want to bring include:

  • Relevant bank statements
  • Investments statements, including other brokerage firms, mutual fund companies, stocks, IRAs and employer retirement plans
  • Insurance policies including life, health, disability and long-term care
  • A list of questions, ideas and goals – think about your vision of retirement


Spencer J. Lynch, Managing Director
Scott A. Cracraft, Managing Director
360 Concord Street || Suite 210 ||
Charleston, SC 29401
T: 843.720.3500 || TF: 866.384.9891 || F: 843.720.3535
Map and Directions