Katherine Kozlowski

Katie delivers a high-quality level of administrative and operational service to our clients. Always helpful and highly knowledgeable, her ongoing priority is to build strong and trusting relationships with our clients, and to ensure they enjoy an extraordinary client experience.

Katie also supports the business operations of our team, rebalances accounts and provides assistance to the financial advisors in monitoring accounts. She holds Series 7, 9, 10 and 66 securities licenses as well as life and health insurance licenses.

Her duties also include daily account trading, overseeing staff and office workflow, monitoring daily cash flow and incoming funds, and assisting clients with account-related questions.

Before joining our team in July 2020, Katie was a senior registered client associate at Wells Fargo Advisors and a registered client associate at UBS Financial Services. She earned a bachelor’s degree in psychology from the University of Richmond and a master’s degree in landscape architecture from the University of Michigan.

Originally from Connecticut, Katie lives in Wheaton with her husband, Mark, and their children, Linus and Leo. In her free time, Katie enjoys gardening, swimming, reading and her kids’ varied activities.