Scott Stauffer

CFP®
Complex Manager, Northwest Illinois Complex

Scott is the complex manager for the Northwest Illinois Complex, which covers the Schaumburg and Rockford branches. Scott joined Raymond James in 2010 after spending 13 years with UBS. He strives to foster a friendly, open work environment in which financial advisors are free to thrive. To this end, he applies his 25 years of experience in the financial services industry, 13 of which were as a financial advisor.

Scott currently acts as a FINRA arbitrator, serving the public and the securities industry by hearing and resolving issues between investors and firms. He earned his Bachelor of Science from Syracuse University. Within the industry he carries the Series 3, 7, 9, 10, 24, 63 and 65 securities licenses along with his life, health and variable annuities insurance licenses. Scott resides in Naperville, Illinois. In his free time, he enjoys traveling, dining out and all things sports-related.


Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER,  CFP Logo Flame Design and  CFP Logo Plaque Design in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.