Unequivocally devoted to your financial well-being

“The main thing is to be moved, to love,
to hope, to tremble, to live.”
– Auguste Rodin

Nicole Saragosa

Senior Client Service Associate


With over 25 years of experience in operations in the financial services industry, Nicole strives to make every client experience a positive one. She is dedicated to bridging the gap between client needs and industry requirements and enjoys interacting with clients.

Prior to joining our team, Nicole worked as a Compliance Officer following several years as a Senior Client Services Associate for First Republic Investment Management, an Operations Manager for Wachovia Securities and a Registered Sales Assistant for Prudential Securities/Wachovia Securities.

Nicole was born and raised in Santa Barbara, California and never forgets how lucky she is for that.  She graduated from the University of California-Santa Barbara with a Bachelors in Communications. Still living in Santa Barbara, Nicole enjoys pouring wine at a local winery, hanging out with her dogs, Kiwi and Cooper and spending time with her granddaughter, Savannah as often as she can.