Nick has built a successful practice in investment and financial planning based on his strong background in investment management, accounting, tax and estate planning and his sincere desire to have a positive impact on his clients and their families. He holds security licenses 6, 63, 65, 7 and series 24, is a Registered Investment Advisor agent, and General Securities Principal, and holds the prestigious CERTIFIED FINANCIAL PLANNER™ certification.
As a CERTIFIED FINANCIAL PLANNER™practitioner he has committed himself to providing the highest level of professionalism, competency and integrity. His practice focuses on fee based*, comprehensive financial planning including retirement, investment, tax, insurance and estate planning.
Nick has near three decades of experience working with Wall Street and financial executives and was the team leader providing corporate sponsored planning at the New York location of a major international Investment bank.
Simply stated, his mission is to provide “best of class financial resources” for his clients in helping them achieve their goals and visions for themselves and their families.
Nick is a founding member of his church, and is active in charities benefiting special needs children. Nick is also an accomplished jazz guitarist and donates his talents to charitable events in his community. He resides in New Jersey with his wife, Wendy, and their three boys, Alec, Christopher and Kyle.
Raymond James and its advisors do not offer tax advice. You should discuss any tax matters with the appropriate professional.
*In a fee-based account clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part II as well as the client agreement.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™, and in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.