Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. We understand the challenges you face, such as finding solutions for concentrated stock positions and strategies to protect your family and your legacy.

Our expertise extends to all types of executive transactions, equity-based compensation, company trading policies and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more.

Through our consultative process, we will evaluate your individual case and tailor strategies around your specific circumstances. These discussions, coupled with our clear investment strategy to hold smart positions in strong asset classes, will help us achieve your financial objectives.

Click to view the 2017 Retirement Plan Contribution Chart

Services include:

  • Executive Transactions
  • ESOPs
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 105b-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Banking & Lending Solutions
  • Insurance & Annuities
  • Tax Planning
  • Estate Planning
  • Charitable Giving
  • Risk Management
Find the straightest path toward your goals with strategies custom-made for executives.

Banking and lending solutions provided by Raymond James Bank. Raymond James Bank, member FDIC, affiliated with Raymond James Financial Services and Raymond James & Associates, Inc.