Rick is a founding member of Princeton Wealth Advisors (PWA) of Raymond James where he focuses on high-net-worth relationships. He works with client families to develop an overall financial strategy and execute their wealth management plans including investments, integrated tax and estate planning. In addition to managing their financial investments, Rick works with multigenerational families to develop a wealth transfer strategy for future generations.
Before founding PWA, Rick was a Vice President of Investments for Merrill Lynch for 13 years. Prior to joining Merrill Lynch, Rick was a Financial Advisor with Prudential Securities for 9 years. He began his career in the investment business with E F Hutton in 1984.
Rick graduated from Rollins College with a BA in Business Administration. He later earned his Certified Investment Management AnalystSM designation from the Wharton Business School. Rick holds Series 7, 63 and 65 securities licenses.
Rick is currently a member of the Raymond James Chairman’s Council** which acknowledges the firms top advisors.
Rick resides in Skillman, NJ and enjoys spending time with his wife Lisa and daughters Colby and Palmer. He also enjoys playing golf, tennis and travelling. True to his Boston roots, Rick is a fan of Boston sports teams.
** Chairman’s Council membership is based mainly on assets under management, education, credentials, and fiscal year production. Requalification is required annually. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. No fee is paid in exchange for this award/rating.
Investments & Wealth Institute™ (The Institute) is the owner of the certification marks ”CIMA®,“ and ”Certified Investment Management Analyst®.“ Use of CIMA®, and/or Certified Investment Management Analyst® signifies that the user has successfully completed The Institute's initial and ongoing credentialing requirements for investment management professionals.