Rick is a founding partner and Managing Director of Princeton Wealth Advisors (PWA) of Raymond James where he focuses on establishing and maintaining high-net-worth relationships. He works closely with clients to develop their overall financial strategy and manage their investments while integrating their tax and estate planning into a cohesive wealth management plan. Rick has considerable experience working with multigenerational families to create wealth transfer strategies for the future generations.
Prior to founding PWA, Rick was a Vice President of Investments with Merrill Lynch and a Financial Advisor with Prudential Securities after starting his career in the investment business with E F Hutton in 1984.
Rick earned his Certified Investment Management Analyst (CIMA) designation from the Investments & Wealth Institute and the Wharton Business School. He also received a Private Wealth Advisor* designation from Raymond James that reflects his experience in managing the financial concerns of families and organizations with significant wealth.
Rick graduated from Rollins College with a BA in Business Administration and currently holds FINRA Series 7, 63 and 65 securities licenses. Rick is a member of the Raymond James Chairman’s Council** (2008-2025) which recognizes the firm’s top advisors.
Rick resides in Skillman, NJ and Stuart, FL and enjoys spending time with his wife Lisa, and daughters Colby and Palmer. He also enjoys playing golf, tennis, and traveling. True to his Boston roots, Rick is an avid fan of Boston sports teams.
Investments & Wealth Institute™ (The Institute) is the owner of the certification marks “CIMA®” and “Certified Investment Management Analyst℠.” Use of CIMA® and/or Certified Investment Management Analyst℠ signifies that the user has successfully completed The Institute's initial and ongoing credentialing requirements for investment management professionals.
Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.
*Membership is based mainly on assets under management, education, credentials and fiscal year production. Requalification is required annually. The ranking may not be representative of any one client's experience, is not an endorsement, and is not indicative of an advisor's future performance. No fee is paid in exchange for this award/rating.
Private Wealth Advisor is a designation awarded by Raymond James to financial advisors who have demonstrated mastery in anticipating and managing the expansive financial needs of high-net-worth individuals, families and organizations.