Ron is a financial services industry veteran of more than 38 years. He joined Merrill Lynch in 1972 where he worked for 11 years. In 1983 he opened the Prudential-Bache Securities office in Westlake Village, CA where he remained until 1995. Since leaving Prudential-Bache, Ron has been a Senior Vice President/Branch manager for Merrill Lynch, Wachovia Securities, The Seidler Companies and Stone & Youngberg.
As the branch manager of the Westlake Village office of Raymond James, he is responsible for all supervisory functions which includes compliance supervision, regulatory inquiries and internal audits. He has a lifetime teaching credential with the State of California Junior College System and is a FINRA Arbitrator.