First, we’ll gain an understanding of your lifestyle, needs and personal goals, both current and long-term, your financial situation, investment experience and risk tolerance. Then we will explain the services we offer that can help you meet your objectives.
Next, we will analyze what you’ve shared with us in order to design your plan. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.
With your approval, we will execute your customized strategy using the extensive research and resources available to us through Raymond James. This involves the selection of specific account types, investment products and optional services, and the handling of all necessary paperwork.
Once your plan is implemented, we will monitor the progress of your plan relative to your defined objectives and suggest any changes where needed. We accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews.