Building a financial plan tailored specifically to you

Your experience with our team will be both personal and professional – personal, in that we look forward to building a warm and trusting relationship built on honesty, openness and integrity; and professional, in that we look forward to putting our expertise, experience and vast financial planning resources to work on your behalf.

To achieve our relationship goals together, we will follow a disciplined process that enables us to get to know you, your values, vision and goals for the future, and for you to get to know us. Using the valuable information you share with us, we will create a personalized financial plan that will help equip you to pursue your goals as efficiently as possible and in alignment with your tolerance for risk and your time horizon.

Here’s an overview of each step in our process:


First, we’ll build an understanding of your personal goals, current financial situation, investment experience and risk tolerance. We’ll also make you aware of our capabilities and explain the services we offer that can help you pursue your objectives.


Next, we will analyze what you’ve shared with us in order to design your plan. This step may include collaborating with your other professional advisors such as your accountant and attorney. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.


With your approval, we will implement your customized strategy using the extensive research and resources available to us through Raymond James. This involves the selection of specific account types, investment products and optional services, and the handling of all necessary paperwork.


Once your plan is implemented, we will continually monitor its progress relative to your defined objectives and suggest any changes where needed. We will accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews. A key to this step is your involvement and letting us know of any significant changes in your life.


There is no assurance that any investment strategy will be successful. Investing involves risk and investors may incur a profit or a loss.