Complex Manager, Northwest Illinois Complex
Scott is the complex manager for the Northwest Illinois Complex of Raymond James & Associates, covering the Schaumburg and Rockford branches. Scott joined Raymond James in 2010 after spending 13 years with UBS. His 25 years of experience in the financial services industry, 13 of which were as a financial advisor, serves his advisors and clients well.
Scott currently acts as a Financial Industry Regulatory Authority (FINRA) arbitrator, serving the public and the securities industry by hearing and resolving issues between investors and investment firms. He earned his Bachelor of Science from Syracuse University and his Certified Financial Planner designation through Northwestern University. Within the industry he carries the Series 3, 7, 9, 10, 24, 63 and 65 securities licenses along with his life, health and variable annuities insurance licenses. Scott resides in Loves Park, Illinois with his wife Angie. In his free time, he enjoys traveling, dining out and all things sports-related.
CFP® | Certified Financial PlannerTM |
Certified Financial Planner Board of Standards, Inc., owns the certification marks above, which it awards to individuals who successfully complete initial and ongoing certification requirements.