Securities Licensure (Series 7-General Securities Representative); NASAA Licensure (Series 66-Uniform Combined State Law Examination); Insurance Licensure (Variable Life Insurance and Annuity Agent; Life, Health and Disabilities Insurance Agent)
Laura’s chief responsibilities include client service and account operations. In this role she ensures that all client needs are met promptly, professionally and with the utmost respect for privacy. Laura is uniquely gifted to handle multiple assignments concurrently, while maintaining an eye for detail. Her primary tasks include addressing client inquiries and requests, processing account deposits and withdrawals, monitoring electronic transactions, new account processing, document preparation for client appointments, and implementing strategic account recommendations.
Laura also serves as our practice compliance administrator. She ensures all regulatory procedures are properly implemented and followed, and records kept current and secure. Laura liaisons with Raymond James compliance officers for resource needs and oversight review.
Laura is a licensed financial advisor and has been a member of Kathy’s team since 2004, though her affiliation with Raymond James Financial Services began in 2001 while employed with another Raymond James affiliate. She first entered the financial services profession in 2000 as a Branch Office Administrator with Edward Jones. Prior to this she worked in the billing department for Augusta Medical Center. Laura attended Bridgewater College, Mary Baldwin College and Blue Ridge Community College. She also received a degree in Information Systems Technology from Dominion Business School.
Laura is a native of the Shenandoah Valley and enjoys helping out on the family farm upon which she grew up. She and her husband Mark live in Spottswood, VA.