EDUCATION & CREDENTIALS

• Columbia University, 2018 – 2019
• California State University, Northridge, 1998 – 2000
• University of California, Santa Barbara, 1991 – 1994

CERTIFICATION

• Certified Portfolio Manager
• Certified Plan Fiduciary Advisor
• Candidate for Certified Financial Planner Certification

SPECIALTIES

• Portfolio Management, Retirement Planning, 401k Plans, Non‐Profit, Option Contracts

LICENSING

• Series 7, General Securities Representative Examination
• Series 63, Uniform Securities Agent State Law Examination
• Series 65, Uniform Investment Adviser Law Examination
• Securities Industry Essentials Examination
• Nevada Insurance #3502305
• California Insurance #0F59174

PROFESSIONAL EXPERIENCE

• Raymond James 2016 – Present
• Morgan Stanley Private Bank 2015‐2016
• Morgan Stanley 2012 – 2016
• Merrill Lynch 1998 ‐ 2012