James joined the Personalized Investment Strategies Group of Raymond James as an Investment Portfolio Associate. He began his financial career as an Audit Associate at Pricewaterhouse Coopers. After that he became a Wealth Strategist at UBS and later became the Director of Trading and Financial Planning of his group.

James is responsible for gathering information and analysis for the team’s technical trading strategies. He also supports the team by providing first class account maintenance and customer service to high-net worth individuals and institutions.

James graduated from Molloy College with a B.S. in Accounting and a Minor in Finance. He holds his Series 7 and 66 securities licenses and has achieved his CFA level 1.

James is a lifelong resident of Locust Valley, NY and has been involved in the local community for many years now. He enjoys hockey, golf, movies, and most importantly, time with his family.