Nick has worked in the financial services industry since 2002. He helps clients manage their portfolios by developing and implementing customized asset allocation strategies, and carries out marketing and client education functions, as well. One of Nick’s major areas of focus within the group is business development.
Nick’s investment discipline is concentrated on performing scrupulous risk analysis and making tactical asset allocation and security selections. He possesses extensive skill in individual stocks, options, IPOs and syndicates. Nick develops diversified investment strategies for a wide range of clients including corporations, foundations and individual investors. In his spare time, Nick enjoys owning and racing thoroughbred horses throughout California, New York, and Kentucky.
Nick holds Series 7, 31 and 66 securities registrations, as well as life, health, long-term care and variable annuity insurance licenses.
Registered States: AZ, CA, CO, FL, NC, OR, WA