Skip to content
  • D: 501.319.7457
  • F: 501.916.9617
  • TF: 888.778.5324
Feel free to reach out.
  • Home
  • Our Team
    • Our Team
    • Annie C. Norris
    • Teresa Ammons
    • Andrew Norris
    • About Raymond James
  • Who We Serve
    • Who We Serve
    • Business Owners
    • Corporate Retirement Plans
    • Families & Individuals
    • Retirees
    • Women Investors
  • Our Difference
    • Our Difference
    • Our Approach
    • Estate Charitable Giving & Trust
    • Financial Planning
    • Fixed Income Services
    • Investment Strategies
    • Longevity Planning
    • Portfolio Management
    • Retirement Planning
  • Resources
    • Resources
    • Worthwhile
  • Contact Us
  • Client Access
    • Client Access
      • Forgot your password?
      • Enroll
      • Need Help?
      • Contact Us / FAQ
      • Privacy / Security
      • Client Resources
  • Red Dog Investment Group
    13024 Stacy Lane Little Rock, AR 72211 D: 501.319.7457 F: 501.916.9617 TF: 888.778.5324

Red Dog Investment Group

Raymond JamesRaymond James

Retirement plan guidance for institutions

Retirement plan guidance for institutions

As an executive, you spend your time and energy between the office and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. As your partner, our goal is to guide you – confidently – along the most direct path to your financial objectives.

Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. So we’ve created an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances. 

We understand the challenges you face, such as finding solutions for concentrated stock positions and strategies designed to protect your family and your legacy. Our experience extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more – allowing you to focus on what matters most.

Services Include

  • Executive Transactions
  • Employee Stock Ownership Plans (ESOPs)
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 10b5-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Banking & Lending Solutions1
  • Insurance & Annuities2
  • Tax Planning
  • Estate Planning
  • Charitable Giving
  • Risk Management

1Lending solutions offered by Raymond James Bank, an affiliate of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and your Raymond James Financial Advisor do not solicit or offer residential mortgage products and are unable to accept any residential mortgage loan applications or to offer or negotiate terms of any such loan. You will be put into contact with a Raymond James Bank employee for your residential mortgage needs.

2Insurance and annuities offered through Raymond James Insurance Group. Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. are affiliated with Raymond James Insurance Group.

Raymond James and its advisors do not offer tax advice. You should discuss any tax matters with the appropriate professional.

related resources

401(k) Savings Calculator

401(k) Savings Calculator

A 401(k) can be one of your best tools for creating a secure reti...
Start

Retirement
Required Minimum Distributions (RMD)

Required Minimum Distributions (RMD)

The IRS requires that you withdraw at least a minimum amount - kn...
Start

Retirement
Roth 401(k) vs. Traditional 401(k)

Roth 401(k) vs. Traditional 401(k)

A 401(k) contribution can be an effective retirement tool. Since ...
Start

Retirement
Roth IRA vs. Traditional IRA

Roth IRA vs. Traditional IRA

An IRA can be an effective retirement tool. There are two basic t...
Start

Retirement
Traditional IRA Calculator

Traditional IRA Calculator

Contributing to a traditional IRA can create a current tax deduct...
Start

Retirement
Always here for you

Red Dog Investment Group

Raymond JamesRaymond James
  • Red Dog Investment Group 13024 Stacy Lane Little Rock, AR 72211
  • D 501.319.7457
  • F 501.916.9617
  • TF 888.778.5324

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members.

Investment advisory services offered through Raymond James Financial Services Advisors, Inc.. Red Dog Investment Group is not a registered broker/dealer and is independent of Raymond James Financial Services.

© 2025 Securities offered through Raymond James Financial Services, Inc., member FINRA / SIPC    |   Legal Disclosures   |   Privacy, Security & Account Protection   |   Terms of Use