Having partnered with institutions of varying sizes and industries, we understand how important it is to maximize plan benefits while staying tax efficient. We utilize strategies designed to ensure your plan serves both your needs as an institution, as well as those of your constituents.
Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. So we’ve created an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances.
We understand the challenges you face, such as finding solutions for concentrated stock positions, navigating an IPO or acquisition, and strategies to protect your family and your legacy. Our knowledge extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more.
Services Include:
- Executive Transactions
- Hedging & Monetization for Concentrated Equity Positions
- Banking & Lending Solutions*
- Tax Planning
- Estate Planning
- Charitable Giving
- Cashless Stock Option Exercises
- Rule 144 Executions
- 10b5-1 Sales Plans
- Risk Management
- Navigation of company-sponsored retirement plans & compensation packages
- SERPLUS/QSERP Pension Plans
- Analysis of voluntary separation packages
*Banking & lending services offered through Raymond James Bank, N.A., an affiliate of Raymond James & Associates, Inc.
Raymond James does not provide tax or legal services. Please discuss these matters with the appropriate professional.
We support institutions in the delivery of all aspects of investment consulting – from strategy development and investment research to reporting and oversight.
