FOUNDER, PENN LEE PARTNERS
FINANCIAL ADVISOR & MUNICIPAL PRINCIPAL, RAYMOND JAMES FINANCIAL SERVICES
Education: Bachelor of Arts, University of California Los Angeles
Licenses: Series 7 General Securities, Series 63 State Securities, Series 65 Investment Advisor, Series 53 Municipal Securities Principal, and Life & Health in four states incl. California
Dave first joined the financial industry in 1994 and has served affluent individual investors and their families as a financial advisor since 1998. Prior roles include Director of Retirement Services for M.L. Stern & Co. a regional broker dealer based in Beverly Hills. Dave also served as a Vice President with Southwest Securities, Inc. until departing '2014 to co-found Penn Lee Partners with his long-time friend and business partner, Steve Lee.
A lifelong So Cal resident, Dave made his best move marrying Rhonda. They have been married over 20 years and are the proud parents of an accomplished teenage daughter. During his free time Dave enjoys home life, seasoned by travel & outdoor adventure, volunteering with Brea Rotary and local charities, singing with his gospel quartet and regaling friends & family with good food and festivities.