FINANCIAL ADVISOR & PRINCIPAL, RAYMOND JAMES FINANCIAL SERVICES
Education: B.A. Economics, University of California Berkeley
Licenses: Series 7 General Securities, Series 63 State Securities, Series 65 Investment Advisor, Series 24
General Securities Principal, and California Life & Health
Steve is an independent financial advisor and branch manager of Penn Lee Partners, Inc. With more than 20 years of experience in the financial services industry, Steve understands that serving clients' financial and investment needs begins with building strong, lasting partnerships.
Before joining Raymond James in 2014, Steve served as a Vice President at M.L. Stern & Co. for over 15 years where he specialized in portfolio management, estate planning, and tax-free municipal bonds. He is also close to the completion of his CERTIFIED FINANCIAL PLANNER TM (C.F.P.) certification at the University of California, Los Angeles.
Steve firmly believes that giving back is one of the most important and valuable things any person can do in life. As an active member of the Brea Rotary and OC United, Steven enjoys spending time working towards improving the lives of our community's most vulnerable individuals and families.