Lisa is our Senior Registered Client Associate. Lisa works closely with the team’s financial advisors and their clients to maintain quality service.

With over 30 years in the financial services industry, Lisa has extensive background as both an Operations Manager and a Client Associate working with college students to high-net-worth clients. Her in-depth knowledge and the importance of understanding new and existing rules and regulations, Lisa sets priorities, reviews account activity, and strives to provide positive and consistent service to every client. Lisa holds her Series 3, 7, 8, 63 and 65 registrations.

Lisa lives in Gilbert, Arizona with her husband George and enjoys cooking, entertaining, and traveling with friends.

Contact Lisa for the following requests:

• Buying or Selling Securities
• Contact Information or maintenance updates
• Request for deposits, withdrawals, and other money movement
• Questions on statements, documents or change in life events
• Schedule appointments
• Distribution of Assets