Scott is the complex manager for the Northwest Illinois Complex of Raymond James & Associates, covering the Schaumburg and Rockford branches. Scott joined Raymond James in 2010 after spending 13 years with UBS. His 35 years of experience in the financial services industry serves his advisors and our clients well. Scott is committed to helping our clients develop, implement, and monitor retirement solutions and wealth management strategies.
Scott currently acts as a Financial Industry Regulatory Authority (FINRA) arbitrator, serving the public and the securities industry by hearing and resolving issues between investors and investment firms. He earned his Bachelor of Science from Syracuse University and his CERTIFIED FINANCIAL PLANNER® professional educational requirements through Northwestern University. Within the industry he carries the Series 3, 7, 9, 10, 24, 63 and 65 securities licenses along with his life, health and variable annuities insurance licenses.
Scott resides in Loves Park with his wife Angie and their dog Honey.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, Certified Financial Planner®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Raymond James is not affiliated with the above organizations and/or charitable causes.
