ONE PLAN every angle
We are proud of our abilities in capital allocation and management, taking into account all aspects of your financial life. The goal is to incorporate diversified investments to help keep your financial strategy on track toward achieving your unique requirements and objectives.
This forms the basis of an investment policy statement tailored to your particular criteria. Each portfolio is then individually constructed based upon your specific risk personality, investment experience, needs and personal goals and informed by our varied expertise.
As part of our risk-management, we appropriately diversify our client's domestic portfolio assets with various investment vehicles, which may include international instruments, real estate and alternative investments. Looking at each angle begins with understanding. That's how we get to the essence of professional investment management.
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In this step, we'll use a variety of tools including questionnaires and interviews to build an understanding of your personal goals, current financial situation, investment experience and risk tolerance. We'll also make you fully aware of our capabilities and provide educational support to assist you in understanding the scope of services we offer to help you meet your objectives.
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Next, our team will analyze the information you've shared with us and design strategies intended to help you reach your objectives. Larger accounts will generally employ individual portfolio managers. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan. This step may involve collaboration with other specialists, such as attorneys and accountants, or your existing professionals.
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With your approval, we will execute your customized strategy using the extensive tools available to us through Raymond James. This involves the selection of specific account types, investment products and optional services, and the completion of all necessary paperwork.
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Once an allocation is constructed, we will review the progress of each component and manager relative to your defined objectives and suggest changes when needed. Changes to a client's portfolio are generally made to reflect changes in your circumstances or objectives, or if a manager posts a long-term period of below-average performance.
You'll receive detailed quarterly statements of your portfolio activity and valuations, and we'll request the opportunity to meet at least twice each year to discuss your portfolio in greater detail.
Of course, the process never ends. As your circumstances change or markets move, we'll continue to analyze your investments and review your portfolio. Systematic and objective decision tools are used to attempt to reduce the inherent risks of investing.
Any opinions are those of David M. King Associates and not necessarily those of Raymond James. Investing involves risk and you may incur a profit or loss regardless of strategy selected, including diversification and asset allocation
