Joining our family team in 2000, Carol helps our team run smoothly by managing overall operations, opening new accounts, producing our quarterly newsletter, updating our website, and assisting with research and client presentations.
Hard-working and helpful, Carol strives to enhance client experiences whether face to face, by phone, or by email, and takes a personal interest in helping clients achieve their goals.
Carol holds Series 7, 63 and 65 securities licenses, and is licensed to buy and sell securities for clients in the states she is registered in when the financial advisors happen to be out of the office. She completes yearly continuing education in compliance and retirement planning, and stays on top of the latest technology and processes. In 2018, she also obtained her Washington State Life, Accident, & Health (L&H). Insurance License.
Originally from Los Angeles, California, Carol earned a bachelor’s degree in English with a minor in business administration from UCLA.
Carol currently lives in Bothell, Washington, with her husband Bill, son Brendan, and rescue dog Bruno Mars. She has volunteered her time with the King County Library System’s TalkTime ESL program, and the Goodwill ESL program. She donates blood regularly, and enjoys reading, gardening, and traveling with her husband and son.
Raymond James is not affiliated with the above organizations and/or charitable causes.